FINRA Series 99 Exam Prep - Securities Licensing Study Solutions

Series 99
Operations Professional Exam

Study Solutions
Exam Details
For Training Directors

The Basic and the BasicPlus Self-Study Solutions include both print and online study tools designed to fit your study style and schedule. We know you're a busy professional, and we know you need to pass, The First Time!

That's why all our Study Solutions are built on our proven LEARN • PRACTICE • RETAIN™ method. This 3-step system for success helps students LEARN the curriculum, PRACTICE new skills, and RETAIN key concepts so you are fully prepared to pass your Securities exam.

Secure Your Future, Ensure Your Success. Pass your Securities Licensing exam!

	BasicPlus Self-Study Solution $299	Basic Self-Study Solution $189
	Add to Cart	Add to Cart
OnDemand Online Class Our new OnDemand Online Class allows you to view the course from beginning to end at your leisure. These courses provide you the same high-level of instruction you would expect from a live class.		n/a
Class Notes Concise and easy-to-use, these study notes highlight critical exam-focused content. This resource provides students with a convenient note-taking format for organized, post-class review.		n/a
License Exam Manual A comprehensive textbook covering all aspects of the exam. Short, focused paragraphs with numerous graphics and exercises help students learn faster and retain critical information.
SecuritiesPro™ QBank Test yourself with exam-focused questions, build personalized exams based on difficulty, length, and topic of your choice, and create personal notes and bookmarks for future reference. Available online with optional download.
Practice Exam Designed to closely replicate the true exam experience, both in terms of the degree of difficulty and topical coverage. Validated as a test of preparedness, this exam may be taken just once and provides a score and diagnostic feedback without answer explanations. It is a sound indicator of potential actual exam scores: the better students do on this exam, the more likely they are to pass their Series exam.
InstructorLink™ A unique combination of online instructional resources and interactive support tools designed to help students pass their Securities exam. Consists of:	partial access	partial access
Video Library - A new and innovative series of streaming videos that provide students with an introduction to core concepts and test topics. Designed to supplement Traditional Live and Online Classes.	n/a	n/a
Instructor Email Access - Allows students to submit questions directly to a Securities content expert for individualized assistance outside of regularly scheduled office hours.	n/a	n/a
Searchable FAQs - A database of past questions asked of our instructors that allows students to search by topic and keywords.
Exam-tips Blog - A blog by Securities content experts featuring exam tips, strategies, and motivational help. Provides students with additional exam-prep focus. Add the blog to your list of RSS feeds for instant notification of new postings.
Test Alerts - A component of the blog, Test Alerts keep students informed of regulatory updates as well as any modifications to the content of their study materials.
Study Calendar - A downloadable pdf of recommended study activities and timing.

Individual Study Components:


Practice Exam [Details]	$10.00	Add to Cart
SecuritiesPro QBank (Online + Download) [Details]	$90.00	Add to Cart
Series 99 License Exam Manual, 1st Edition [Details]	$105.00	Add to Cart
Series 99 Seminar Only [Details]	$210.00	Add to Cart

General Information

The Operations Professional Qualification Exam IS required of senior managers OR supervisors IN operations, AND those who have AT their discretion the authority TO materially COMMIT capital IN various back office functions

Pre-Requisites: NONE

TYPE of Exam: 100 scored, 10 unidentified, non-scored Multiple-choice questions

Exam Duration: 2.5 hours

Passing Grade: Variable

Fee: $125

Outline of Topics Covered:

Basic Knowledge Associated with the Securities Industry
Basic Knowledge Associated with Broker-Dealer Operations Professional
Conduct and Ethical Considerations

Attention Tennessee Students:

Kaplan Financial Education is authorized for operation as a postsecondary educational institution by the Tennessee Higher Education Commission. In order to view detailed job placement and graduation information on the programs offered by Kaplan Financial Education, please visit www.state.tn.us/thec and click on the Authorized Institutions Data button.

Structured Study Program (SSP) - Available for Series 6, 7, 63, 65 and 66

Finally, an Answer for Training Directors.
SECURITIES TRAINING SOLUTIONS THAT WORK!

Monitor the progress and performance of your employees whenever you want! Employees falling behind are automatically identified with an “At Risk” alert. Our Structured Study Program (SSP) puts you in control and drives employee accountability.

This simple and effective learning management program combines our Premium Instruction Solution with a comprehensive suite of online tools for tracking and reporting. Maximize the return on your training investment with SSP!

OnDemand Reporting

This innovative approach to Securities Training allows you to efficiently monitor the progress and performance of your employees. Available for Series 6, 7, 63, 65, and 66, SSP is a cost-effective, results-driven solution intended to get your reps licensed as quickly as possible.

Interactive Online Study Calendar

Students create their individualized study calendar with our dynamic online program. This results-driven process blends the core components of our Premium Instruction Solution with a study plan consistent with the firm's requirements to ensure exam readiness.

Our Structured Study Program combined with the new Premium Instruction Solution puts your employees in the best position to pass their Securities Licensing Exam!

Available for Series 6, 7, 63, 65, and 66.

Set up your firm’s Structured Study Program today!

Series 99Operations Professional Exam