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Series 7
General Securities Representative Exam


 
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Series Combination Packages:
7/63 Series Combination Package
7/66 Series Combination Package

Kaplan's securities test prep solutions for the FINRA® Series 7 exam are tailored to meet your learning style. Choose from our Traditional Live Class, OnDemand Online Class, or a Self-Study Solution; Kaplan offers flexible and convenient learning options.

Pass the Series 7 with a full suite of exam prep options designed to help you work smarter, perform better, and score higher. And with Kaplan's Practice Exam, SecuritiesPro™ QBank, and experienced instructors, you'll be more confident on exam day.

Secure Your Future, Ensure Your Success.

LEARNING STYLE:
INSTRUCTIONAL 

Instructional Packages

Premium Instruction

Why not have it all? Our most comprehensive study solution includes expert instruction to complement our multimedia study tools. Add your choices of Live or Online instruction, a realistic Mastery Exam and instructor email access, and you have everything you need to pass your Series exam.
SELF-STUDY 

Self-Study Packages:

Basic Self-Study

This package is the foundation for any successful study regimen! The comprehensive License Exam Manual, SecuritiesPro™ QBank, and Practice Exam form the core of your series-specific study program; partial access to InstructorLink™ provides a suite of online resources.

Essential Self-Study

You’ve got the Basics, now add interactive study tools! Our OnDemand Video Library introduces core concepts and test topics, while searchable FAQ’s and help you retain that essential knowledge while you’re on the go. An excellent choice for candidates who want a comprehensive self-study program.
Premium
Instruction
Study
Solution
$449
Essential
Self-Study
Solution
$299
Basic
Self-Study
Solution
$259
Traditional Live Class
Traditional Live Class - Available in most metropolitan centers. Find the Live Class nearest you using the Class Locations tab.
(or)
   
Virtual Classroom
Virtual Classroom - An interactive webcast that provides the structure and format of classroom instruction. Live online class allows you to ask questions in real time. Our OnDemand online courses can be viewed anytime, anywhere and as often as you like.
(or)
   
Online Class
Online Class - A recorded version of our classroom lectures that eliminates the constraints of attending scheduled classroom delivery. If flexibility is a requirement in your study process, this choice allows you to experience our classroom content at any time you want, and as many times as you want.
   
Mastery Exam
Mastery Exam - Designed to closely replicate the true exam experience, both in terms of the degree of difficulty and topical coverage. Validated as a test of preparedness, this exam may be taken just once and provides a score and diagnostic feedback without answer explanations. It is a sound indicator of potential actual exam scores: the better students do on this exam, the more likely they are to pass their Series exam.
   
Class Notes
Class Notes - Concise and easy-to-use, these study notes highlight critical exam-focused content. This resource provides students with a convenient note-taking format for organized, post-class review.
   
License Exam Manual
License Exam Manual - A comprehensive textbook covering all aspects of the exam. Short, focused paragraphs with numerous graphics and exercises help students learn faster and retain critical information.
Practice Exam
Practice Exam - An online collection of practice questions built on the most current test topics. Frequently updated to address the latest regulations. This exam may be taken only once as a measure of preparedness and provides a score with diagnostic feedback without answer explanations. Students should carefully review all Practice Exam questions and topics prior to their Series test to ensure the best possible exam results.
SecuritiesPro™ QBank
SecuritiesPro™ QBank - Test yourself with an interactive database of exam-focused questions. Build personalized exams based on length and topic of your choice, then complete the exams online or print them out to study on the go!

The QBank allows you to create personal notes and bookmarks for future reference, and search for specific questions based on keyword, question ID or notes.

InstructorLink™
InstructorLink™ - A unique combination of online instructional resources and interactive support tools designed to help students pass their Securities exam.
Partial Partial
Instructor Email Access
Instructor Email Access - Allows students to submit questions directly to a Securities content expert for individualized assistance outside of regularly scheduled office hours.
   
Video Library
Video Library - A new and innovative series of streaming videos that provide students with an introduction to core concepts and test topics. Designed to supplement Traditional Live and Online Classes.
 
Searchable FAQs
Searchable FAQs - A database of past questions asked of our instructors that allows students to search by topic and keywords.
Exam-tips Blog
Exam-tips Blog - A blog by Securities content experts featuring exam tips, strategies, and motivational help. Provides students with additional exam-prep focus. Add the blog to your list of RSS feeds for instant notification of new postings.
Study Calendar
Study Calendar - A dynamic daily study calendar that creates a Series-specific study plan around a student’s schedule and study preferences.
Test Alerts
Test Alerts - A component of the blog, Test Alerts keep students informed of regulatory updates as well as any modifications to the content of their study materials.

Individual Study Components:

$25.00
$124.50
$124.50
$11.00
$14.00
$299.00
Be sure to consider our Live & OnDemand Online Class option(s):
Premium Instruction Study Solution with Online Class $449

Live Class Availability

View available locations:

33 Results for Live Classrooms:

Start Date: 10/06/14
Time: 8:30 am - 5:00 pm
Series 7 - Sacramento, CA (October 6 - 9, 2014)
Governors Inn - Sacramento
210 Richards Blvd.
Sacramento, CA 95814 [ Get Directions ]

Start Date: 10/14/14
Time: 8:30 am - 5:00 pm
Series 7 - San Francisco, CA (October 14 - 17, 2014)
Golden Gate University
536 Mission St.
San Francisco, CA 94105 [ Get Directions ]

Start Date: 10/14/14
Time: 8:30 am - 5:00 pm
Series 7 - Los Angeles, CA (October 14 - 17, 2014)
Millennium Biltmore Hotel - Los Angeles
506 South Grand Avenue
Los Angeles, CA 90071 [ Get Directions ]

Start Date: 11/03/14
Time: 8:30 am - 5:00 pm
Series 7 - Irvine, CA (November 3 - 6, 2014)
Wyndham Hotel-Orange County Avenue of the Arts
3350 Avenue of the Arts
Costa Mesa, CA 92626 [ Get Directions ]

Start Date: 11/11/14
Time: 8:30 am - 5:00 pm
Series 7 - San Diego, CA (November 11 - 14, 2014)
Kaplan College - San Diego
9055 Balboa Ave.
San Diego, CA 92123 [ Get Directions ]

Start Date: 11/17/14
Time: 8:30 am - 5:00 pm
Series 7 - Los Angeles, CA (November 17 - 20, 2014)
Millennium Biltmore Hotel - Los Angeles
506 South Grand Avenue
Los Angeles, CA 90071 [ Get Directions ]

Start Date: 11/17/14
Time: 8:30 am - 5:00 pm
Series 7 - San Francisco, CA (November 17 - 20, 2014)
CFA Society - San Francisco
235 Montgomery St., Ste. 643
San Francisco, CA 94104 [ Get Directions ]

Start Date: 12/01/14
Time: 8:30 am - 5:00 pm
Series 7 - Irvine, CA (December 1 - 4, 2014)
Wyndham Hotel-Orange County Avenue of the Arts
3350 Avenue of the Arts
Costa Mesa, CA 92626 [ Get Directions ]

Start Date: 12/08/14
Time: 8:30 am - 5:00 pm
Series 7 - San Francisco, CA (December 8 - 11, 2014)
CFA Society - San Francisco
235 Montgomery St., Ste. 643
San Francisco, CA 94104 [ Get Directions ]

Start Date: 12/08/14
Time: 8:30 am - 5:00 pm
Series 7 - Los Angeles, CA (December 8 - 11, 2014)
Millennium Biltmore Hotel - Los Angeles
506 South Grand Avenue
Los Angeles, CA 90071 [ Get Directions ]

Start Date: 01/05/15
Time: 8:30 am - 5:00 pm
Series 7 - Irvine, CA (January 5 - 8, 2015)
Wyndham Hotel-Orange County Avenue of the Arts
3350 Avenue of the Arts
Costa Mesa, CA 92626 [ Get Directions ]

Start Date: 01/12/15
Time: 8:30 am - 5:00 pm
Series 7 - San Francisco, CA (January 12 - 15, 2015)
CFA Society - San Francisco
3235 Montgomery St., Ste. 643
San Francisco, CA 94104 [ Get Directions ]

Start Date: 01/20/15
Time: 8:30 am - 5:00 pm
Series 7 - Los Angeles, CA (January 20 - 23, 2015)
Millennium Biltmore Hotel - Los Angeles
506 South Grand Avenue
Los Angeles, CA 90071 [ Get Directions ]

Start Date: 01/20/15
Time: 8:30 am - 5:00 pm
Series 7 - San Diego, CA (January 20 - 23, 2015)
Kaplan College - San Diego
9055 Balboa Ave.
San Diego, CA 92123 [ Get Directions ]

Start Date: 01/26/15
Time: 8:30 am - 5:00 pm
Series 7 - Sacramento, CA (January 26 - 29, 2015)
Governors Inn - Sacramento
210 Richards Blvd.
Sacramento, CA 95814 [ Get Directions ]

Start Date: 02/02/15
Time: 8:30 am - 5:00 pm
Series 7 - Irvine, CA (February 2 - 5, 2015)
Wyndham Hotel-Orange County Avenue of the Arts
3350 Avenue of the Arts
Costa Mesa, CA 92626 [ Get Directions ]

Start Date: 02/09/15
Time: 8:30 am - 5:00 pm
Series 7 - San Francisco, CA (February 9 - 12, 2015)
CFA Society - San Francisco
235 Montgomery St., Ste. 643
San Francisco, CA 94104 [ Get Directions ]

Start Date: 02/17/15
Time: 8:30 am - 5:00 pm
Series 7 - Los Angeles, CA (February 17 - 20, 2015)
Millennium Biltmore Hotel - Los Angeles
506 South Grand Avenue
Los Angeles, CA 90071 [ Get Directions ]

Start Date: 03/02/15
Time: 8:30 am - 5:00 pm
Series 7 - Irvine, CA (March 2 - 5, 2015)
Wyndham Hotel-Orange County Avenue of the Arts
3350 Avenue of the Arts
Costa Mesa, CA 92626 [ Get Directions ]

Start Date: 03/09/15
Time: 8:30 am - 5:00 pm
Series 7 - San Diego, CA (March 9 - 12, 2015)
Kaplan College - San Diego
9055 Balboa Ave.
San Diego, CA 92123 [ Get Directions ]

Start Date: 03/09/15
Time: 8:30 am - 5:00 pm
Series 7 - San Francisco, CA (March 9 - 12, 2015)
CFA Society - San Francisco
235 Montgomery St., Ste. 643
San Francisco, CA 94104 [ Get Directions ]

Start Date: 03/16/15
Time: 8:30 am - 5:00 pm
Series 7 - Los Angeles, CA (March 16 - 19, 2015)
Millennium Biltmore Hotel - Los Angeles
506 South Grand Avenue
Los Angeles, CA 90071 [ Get Directions ]

Start Date: 04/06/15
Time: 8:30 am - 5:00 pm
Series 7 - Irvine, CA (April 6 - 9, 2015)
Wyndham Hotel-Orange County Avenue of the Arts
3350 Avenue of the Arts
Costa Mesa, CA 92626 [ Get Directions ]

Start Date: 04/13/15
Time: 8:30 am - 5:00 pm
Series 7 - San Francisco, CA (April 13 - 16, 2015)
CFA Society - San Francisco
235 Montgomery St., Ste. 643
San Francisco, CA 94104 [ Get Directions ]

Start Date: 04/13/15
Time: 8:30 am - 5:00 pm
Series 7 - Los Angeles, CA (April 13 - 16, 2015)
Millennium Biltmore Hotel - Los Angeles
506 South Grand Avenue
Los Angeles, CA 90071 [ Get Directions ]

Start Date: 04/20/15
Time: 8:30 am - 5:00 pm
Series 7 - Sacramento, CA (April 20 - 23, 2015)
Governors Inn - Sacramento
210 Richards Blvd.
Sacramento, CA 95814 [ Get Directions ]

Start Date: 05/04/15
Time: 8:30 am - 5:00 pm
Series 7 - Irvine, CA (May 4 - 7, 2015)
Wyndham Hotel-Orange County Avenue of the Arts
3350 Avenue of the Arts
Costa Mesa, CA 92626 [ Get Directions ]

Start Date: 05/11/15
Time: 8:30 am - 5:00 pm
Series 7 - San Diego, CA (May 11 - 14, 2015)
Kaplan College - San Diego
9055 Balboa Ave.
San Diego, CA 92123 [ Get Directions ]

Start Date: 05/11/15
Time: 8:30 am - 5:00 pm
Series 7 - San Francisco, CA (May 11 - 14, 2015)
CFA Society - San Francisco
235 Montgomery St., Ste. 643
San Francisco, CA 94104 [ Get Directions ]

Start Date: 05/18/15
Time: 8:30 am - 5:00 pm
Series 7 - Los Angeles, CA (May 18 - 21, 2015)
Millennium Biltmore Hotel - Los Angeles
506 South Grand Avenue
Los Angeles, CA 90071 [ Get Directions ]

Start Date: 06/01/15
Time: 8:30 am - 5:00 pm
Series 7 - Irvine, CA (June 1 - 4, 2015)
Wyndham Hotel-Orange County Avenue of the Arts
3350 Avenue of the Arts
Costa Mesa, CA 92626 [ Get Directions ]

Start Date: 06/08/15
Time: 8:30 am - 5:00 pm
Series 7 - San Francisco, CA (June 8 - 11, 2015)
CFA Society - San Francisco
235 Montgomery St., Ste. 643
San Francisco, CA 94104 [ Get Directions ]

Start Date: 06/15/15
Time: 8:30 am - 5:00 pm
Series 7 - Los Angeles, CA (June 15 - 18, 2015)
Millennium Biltmore Hotel - Los Angeles
506 South Grand Avenue
Los Angeles, CA 90071 [ Get Directions ]




General Information

General Securities Representative Exam is required of individuals soliciting the purchase or sale of corporate, municipal and U.S. government securities, options, direct participation programs, investment company products, and variable contracts.

Pre-Requisites: None

Type of Exam: 250 Multiple-choice questions

Exam Duration: 3 hours for each part

Passing Grade: 72% or above

Part 1: 125 questions

Part 2: 125 questions

Fee: $290.00

Outline of Topics Covered:

  • Seeks Business for the Broker-Dealer through Customers and Potential Customers
  • Evaluates Customersí Other Security Holdings, Financial Situation and Needs, Financial Status, Tax Status, and Investment Objectives
  • Opens Accounts, Transfers Assets, and Maintains Appropriate Account Records
  • Provides Customers with Information on Investments and Makes Suitable Recommendations
  • Obtains and Verifies Customerís Purchase and Sales Instructions, Enters Orders, and Follows Up

Attention Tennessee Students:

Kaplan Financial Education is authorized for operation as a postsecondary educational institution by the Tennessee Higher Education Commission. In order to view detailed job placement and graduation information on the programs offered by Kaplan Financial Education, please visit www.state.tn.us/thec and click on the Authorized Institutions Data button.


Structured Study Program (SSP) - Available for Series 6, 7, 63, 65 and 66

Finally, an Answer for Training Directors.
SECURITIES TRAINING SOLUTIONS THAT WORK!

Monitor the progress and performance of your employees whenever you want!† Employees falling behind are automatically identified with an ďAt RiskĒ alert. Our Structured Study Program (SSP) puts you in control and drives employee accountability.†

This simple and effective learning management program combines our Premium Instruction Solution with a comprehensive suite of online tools for tracking and reporting. Maximize the return on your training investment with SSP!

OnDemand Reporting

This innovative approach to Securities Training allows you to efficiently monitor the progress and performance of your employees. Available for Series 6, 7, 63, 65, and 66, SSP is a cost-effective, results-driven solution intended to get your reps licensed as quickly as possible.

 

Interactive Online Study Calendar

Students create their individualized study calendar with our dynamic online program. This results-driven process blends the core components of our Premium Instruction Solution with a study plan consistent with the firm's requirements to ensure exam readiness.


Our Structured Study Program combined with the new Premium Instruction Solution puts your employees in the best position to pass their Securities Licensing Exam!

Available for Series 6, 7, 63, 65, and 66.

Set up your firmís Structured Study Program today!

Request More Information (Training Directors Only):

I am interested in the Structured Study Program for:









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