Kaplan's securities test prep solutions for the Series 7/66 exam are tailored to meet your learning style. Choose from our Traditional Live Class, OnDemand Online Class, or a Self-Study Solution; Kaplan offers flexible and convenient learning options.
Pass the Series 7/66 with a full suite of exam prep options designed to help you work smarter, perform better, and score higher. And with Kaplan's Practice Exam, SecuritiesPro™ QBank, and experienced instructors, you'll be more confident on exam day.
Secure Your Future, Ensure Your Success.
Why not have it all? Our most comprehensive study solution includes expert instruction to complement our multimedia study tools. Add your choices of Live or Online instruction, a realistic Mastery Exam and instructor email access, and you have everything you need to pass your Series exam.
You’ve got the Basics, now add interactive study tools! Our OnDemand Video Library introduces core concepts and test topics, while searchable FAQ’s and help you retain that essential knowledge while you’re on the go. An excellent choice for candidates who want a comprehensive self-study program.
Traditional Live Class - Available in most metropolitan centers.
Find the Live Class nearest you using the
Virtual Classroom - An interactive webcast that provides the structure and format of classroom
instruction. Live online class allows you to ask questions in real time.
Our OnDemand online courses can be viewed anytime, anywhere and as often
as you like.
Online Class - A recorded version of our classroom lectures that eliminates the constraints
of attending scheduled classroom delivery. If flexibility is a requirement
in your study process, this choice allows you to experience our classroom
content at any time you want, and as many times as you want.
Mastery Exam - Designed to closely replicate the true exam experience, both in terms of the degree of difficulty and topical coverage.
Validated as a test of preparedness, this exam may be taken just once and provides a score and diagnostic feedback without
answer explanations. It is a sound indicator of potential actual exam scores: the better students do on this exam, the more
likely they are to pass their Series exam.
Class Notes - Concise and easy-to-use, these study notes highlight critical exam-focused content. This resource provides students with a convenient note-taking format for organized, post-class review.
License Exam Manual
License Exam Manual - A comprehensive textbook covering all aspects of the exam. Short, focused paragraphs with numerous graphics and exercises help students learn faster and retain critical information.
Practice Exam - An online collection of practice questions built on the most current test topics. Frequently updated to address the latest
regulations. This exam may be taken only once as a measure of preparedness and provides a score with diagnostic feedback
without answer explanations. Students should carefully review all Practice Exam questions and topics prior to their Series
test to ensure the best possible exam results.
SecuritiesPro™ QBank - Test yourself with an interactive database of exam-focused questions. Build personalized exams based on length and topic of your choice, then complete the exams online or print them out to study on the go!
The QBank allows you to create personal notes and bookmarks for future reference, and search for specific questions based on keyword, question ID or notes.
InstructorLink™ - A unique combination of online instructional resources and interactive support tools designed to help students pass their Securities exam.
Instructor Email Access
Instructor Email Access - Allows students to submit questions directly to a Securities content expert for individualized assistance outside of regularly scheduled office hours.
Video Library - A new and innovative series of streaming videos that provide students with an introduction to core concepts and test topics. Designed to supplement Traditional Live and Online Classes.
Searchable FAQs - A database of past questions asked of our instructors that allows students to search by topic and keywords.
Exam-tips Blog - A blog by Securities content experts featuring exam tips, strategies, and motivational help. Provides students with additional exam-prep focus. Add the blog to your list of RSS feeds for instant notification of new postings.
Study Calendar - A dynamic daily study calendar that creates a Series-specific study plan around a student’s schedule and study preferences.
Test Alerts - A component of the blog, Test Alerts keep students informed of regulatory updates as well as any modifications to the content of their study materials.
Please select your state of study below so we can show you classes in your state.
Series 7 General Information
General Securities Representative Exam is required of individuals soliciting the purchase or sale of corporate, municipal and U.S. government securities, options, direct participation programs, investment company products, and variable contracts.
Type of Exam: 250 Multiple-choice questions
Exam Duration: 3 hours for each part
Passing Grade: 72% or above
Part 1: 125 questions
Part 2: 125 questions
Outline of Topics Covered:
Seeks Business for the Broker-Dealer through Customers and Potential Customers
Evaluates Customersí Other Security Holdings, Financial Situation and Needs, Financial Status, Tax Status, and Investment Objectives
Opens Accounts, Transfers Assets, and Maintains Appropriate Account Records
Provides Customers with Information on Investments and Makes Suitable Recommendations
Obtains and Verifies Customerís Purchase and Sales Instructions, Enters Orders, and Follows Up
Series 66 General Information
Uniform Combined State Law Exam (equivalent of S-63 plus S-65) is required of individuals acting as or soliciting for the service of investment advisers and soliciting the purchase or sale of securities within a state. This series fulfills the requirements of both the Series 63 and Series 65.
Co requisite: Series 7
Type of Exam: 100 Multiple-choice questions
Exam Duration: 2 hours 30 minutes
Passing Grade: 75% or above
Outline of Topics Covered:
Economic Factors and Business Information
Investment Vehicle Characteristics
Client Investment Recommendations and Strategies
Legal and Regulatory Guidelines, including Prohibition on Unethical Business Practices
Quantitative Measures and Investment Risks
Attention Tennessee Students:
Kaplan Financial Education is authorized for operation
as a postsecondary educational institution by the
Tennessee Higher Education Commission.
In order to view detailed job placement and graduation information on the
programs offered by Kaplan Financial Education, please visit
and click on the Authorized Institutions Data button.
Structured Study Program (SSP) - Available for Series 6, 7, 63, 65 and 66
Finally, an Answer for Training Directors.
SECURITIES TRAINING SOLUTIONS THAT WORK!
Monitor the progress and performance of your employees whenever you want!† Employees falling behind are automatically identified with an ďAt RiskĒ alert. Our Structured Study Program (SSP) puts you in control and drives employee accountability.†
This simple and effective learning management program combines our Premium Instruction Solution with a comprehensive suite of online tools for tracking and reporting. Maximize the return on your training investment with SSP!
This innovative approach to Securities Training allows you to efficiently monitor the progress and performance of your employees. Available for Series 6, 7, 63, 65, and 66, SSP is a cost-effective, results-driven solution intended to get your reps licensed as quickly as possible.
Interactive Online Study Calendar
Students create their individualized study calendar with our dynamic online program. This results-driven process blends the core components of our Premium Instruction Solution with a study plan consistent with the firm's requirements to ensure exam readiness.
Our Structured Study Program combined with the new Premium Instruction Solution puts your employees in the best position to pass their Securities Licensing Exam!
Available for Series 6, 7, 63, 65, and 66.
Set up your firmís Structured Study Program today!
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