Our combination Study Solutions offer a cost-effective alternative to preparing for multiple Securities Licensing exams. We know you're a busy
professional, and we know you need to pass, The First Time!
That's why all our Study Solutions are built on our proven LEARN • PRACTICE • RETAIN™ method. This 3-step system for
success helps students LEARN the curriculum, PRACTICE new skills, and RETAIN key concepts so you are fully prepared to pass your Securities exam.
Secure Your Future, Ensure Your Success. Pass your Securities Licensing exam!
Our classroom options are for students who prefer a learning environment with
maximum teacher/student interaction. Securities experts deliver material
in a concise and easy-to-understand manner, while providing important
topical insight and valuable exam tips and strategies. Choose either:
Traditional Live Class
Available in most metropolitan centers.
Find the Live Class nearest you using the
Class Locations
tab.
Live & OnDemand Online Class
An interactive webcast that provides the structure and format of classroom
instruction. Live online class allows you to ask questions in real time.
Our OnDemand online courses can be viewed anytime, anywhere and as often
as you like.
OnDemand Online Class
A recorded version of our classroom lectures that eliminates the constraints
of attending scheduled classroom delivery. If flexibility is a requirement
in your study process, this choice allows you to experience our classroom
content at any time you want, and as many times as you want.
Designed to closely replicate the true exam experience, both in terms of the degree of difficulty and topical coverage.
Validated as a test of preparedness, this exam may be taken just once and provides a score and diagnostic feedback without
answer explanations. It is a sound indicator of potential actual exam scores: the better students do on this exam, the more
likely they are to pass their Series exam.
Concise and easy-to-use, these study notes highlight critical exam-focused content. This resource provides students with a convenient note-taking format for organized, post-class review.
A superior review tool which helps in the retention of key concepts and essential knowledge by reinforcing the most testable topics. Questions and answers are reviewed. Accessible from the home, office, or laptop, allowing students to study anytime and anywhere.*
Downloadable to your MP3 player or available as streaming clips from the website.
A comprehensive textbook covering all aspects of the exam. Short, focused
paragraphs with numerous graphics and exercises help students learn
faster and retain critical information.
An online collection of practice questions built on the most current test topics. Frequently updated to address the latest
regulations. This exam may be taken only once as a measure of preparedness and provides a score with diagnostic feedback
without answer explanations. Students should carefully review all Practice Exam questions and topics prior to their Series
test to ensure the best possible exam results.
Test yourself with exam-focused questions, build personalized exams based on difficulty, length, and topic of your choice, and create personal notes and bookmarks for future reference.
A unique combination of online instructional resources and interactive support tools designed to help students pass their Securities exam. Consists of:
Video Library - A new and innovative series of streaming videos that provide students with an introduction to core concepts and test topics. Designed to supplement Traditional Live and Online Classes.
Instructor-led Office Hours - An online connection to a Securities expert who can provide students help and guidance with difficult material and concepts in a chatroom environment.
Instructor Email Access - Allows students to submit questions directly to a Securities content expert for individualized assistance outside of regularly scheduled office hours.
Searchable FAQs - A database of past questions asked of our instructors that allows students to search by topic and keywords.
Exam-tips Blog - A blog by Securities content experts featuring exam tips, strategies, and motivational help. Provides students with additional exam-prep focus. Add the blog to your list of RSS feeds for instant notification of new postings.
Test Alerts - A component of the blog, Test Alerts keep students informed of regulatory updates as well as any modifications to the content of their study materials.
Study Calendar - A dynamic daily study calendar that creates a Series-specific study plan around a student's schedule and study preferences.
partial access
Note: Online products expire 12 months from the date of purchase.
Please select your state of study below so we can show you classes in your state.
Series 7 General Information
General Securities Representative Exam is required of individuals soliciting the purchase or sale of corporate, municipal and U.S. government securities, options, direct participation programs, investment company products, and variable contracts.
Pre-Requisites: None
Type of Exam: 250 Multiple-choice questions
Exam Duration: 6 hours
Passing Grade: 70% or above
Fee: $265.00
Outline of Topics Covered:
Prospecting for and Qualifying Customers
Evaluating Customer Needs and Objectives
Providing Customers with Investment Information and Making Suitable Recommendations
Handling Customer Accounts and Account Records
Understanding and Explaining Securities Markets, Market Organization and Participants to Customers
Processing Customer Order and Transactions
Monitoring Economic and Financial Events, Performing Customer Portfolio Analysis and Making Suitable Recommendations
Series 66 General Information
Uniform Combined State Law Exam (equivalent of S-63 plus S-65) is required of individuals acting as or soliciting for the service of investment advisers and soliciting the purchase or sale of securities within a state. This series fulfills the requirements of both the Series 63 and Series 65.
Pre-Requisites: Series 7
Type of Exam: 110 Multiple-choice questions
Exam Duration: 2 hours 30 minutes
Passing Grade: 75% or above
Fee: $128.00
Outline of Topics Covered:
Investment Analysis, Recommendations and Strategies
Legal and Regulatory Guidelines, including Prohibition on Unethical Business Practices
Economic Factors
Investment Vehicle Characteristics
Investment Recommendations and Strategies
Attention Tennessee Students:
Kaplan Financial Education is authorized for operation
as a postsecondary educational institution by the
Tennessee Higher Education Commission.
In order to view detailed job placement and graduation information on the
programs offered by Kaplan Financial Education, please visit
www.state.tn.us/thec
and click on the Authorized Institutions Data button.
Structured Study Program (SSP) - Available for Series 6, 7, 63, 65 and 66
Finally, an Answer for Training Directors.
SECURITIES TRAINING SOLUTIONS THAT WORK!
Monitor the progress and performance of your employees whenever you want! Employees falling behind are automatically identified with an “At Risk” alert. Our Structured Study Program (SSP) puts you in control and drives employee accountability.
This simple and effective learning management program combines our Premium Instruction Solution with a comprehensive suite of online tools for tracking and reporting. Maximize the return on your training investment with SSP!
OnDemand Reporting
This innovative approach to Securities Training allows you to efficiently monitor the progress and performance of your employees. Available for Series 6, 7, 63, 65, and 66, SSP is a cost-effective, results-driven solution intended to get your reps licensed as quickly as possible.
Interactive Online Study Calendar
Students create their individualized study calendar with our dynamic online program. This results-driven process blends the core components of our Premium Instruction Solution with a study plan consistent with the firm's requirements to ensure exam readiness.
Our Structured Study Program combined with the new Premium Instruction Solution puts your employees in the best position to pass their Securities Licensing Exam!
Available for Series 6, 7, 63, 65, and 66.
Set up your firm’s Structured Study Program today!
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