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Series 7/66
General Securities Representative Exam
and Uniform Combined State Law Exam


Kaplan's securities test prep solutions for the Series 7/66 exam are tailored to meet your learning style. Choose from our Traditional Live Class, OnDemand Online Class, or a Self-Study Solution; Kaplan offers flexible and convenient learning options.

Pass the Series 7/66 with a full suite of exam prep options designed to help you work smarter, perform better, and score higher. And with Kaplan's Practice Exam, SecuritiesPro™ QBank, and experienced instructors, you'll be more confident on exam day.

Secure Your Future, Ensure Your Success.


Instructional Packages

Premium Instruction

Why not have it all? Our most comprehensive study solution includes expert instruction to complement our multimedia study tools. Add your choices of Live or Online instruction, a realistic Mastery Exam and instructor email access, and you have everything you need to pass your Series exam.

Self-Study Packages:

Essential Self-Study

You’ve got the Basics, now add interactive study tools! Our OnDemand Video Library introduces core concepts and test topics, while searchable FAQ’s and help you retain that essential knowledge while you’re on the go. An excellent choice for candidates who want a comprehensive self-study program.
Traditional Live Class
Traditional Live Class - Available in most metropolitan centers. Find the Live Class nearest you using the Class Locations tab.
Virtual Classroom
Virtual Classroom - An interactive webcast that provides the structure and format of classroom instruction. Live online class allows you to ask questions in real time. Our OnDemand online courses can be viewed anytime, anywhere and as often as you like.
Online Class
Online Class - A recorded version of our classroom lectures that eliminates the constraints of attending scheduled classroom delivery. If flexibility is a requirement in your study process, this choice allows you to experience our classroom content at any time you want, and as many times as you want.
Mastery Exam
Mastery Exam - Designed to closely replicate the true exam experience, both in terms of the degree of difficulty and topical coverage. Validated as a test of preparedness, this exam may be taken just once and provides a score and diagnostic feedback without answer explanations. It is a sound indicator of potential actual exam scores: the better students do on this exam, the more likely they are to pass their Series exam.
Class Notes
Class Notes - Concise and easy-to-use, these study notes highlight critical exam-focused content. This resource provides students with a convenient note-taking format for organized, post-class review.
License Exam Manual
License Exam Manual - A comprehensive textbook covering all aspects of the exam. Short, focused paragraphs with numerous graphics and exercises help students learn faster and retain critical information.
Practice Exam
Practice Exam - An online collection of practice questions built on the most current test topics. Frequently updated to address the latest regulations. This exam may be taken only once as a measure of preparedness and provides a score with diagnostic feedback without answer explanations. Students should carefully review all Practice Exam questions and topics prior to their Series test to ensure the best possible exam results.
SecuritiesPro™ QBank
SecuritiesPro™ QBank - Test yourself with an interactive database of exam-focused questions. Build personalized exams based on length and topic of your choice, then complete the exams online or print them out to study on the go!

The QBank allows you to create personal notes and bookmarks for future reference, and search for specific questions based on keyword, question ID or notes.

InstructorLink™ - A unique combination of online instructional resources and interactive support tools designed to help students pass their Securities exam.
Instructor Email Access
Instructor Email Access - Allows students to submit questions directly to a Securities content expert for individualized assistance outside of regularly scheduled office hours.
Video Library
Video Library - A new and innovative series of streaming videos that provide students with an introduction to core concepts and test topics. Designed to supplement Traditional Live and Online Classes.
Searchable FAQs
Searchable FAQs - A database of past questions asked of our instructors that allows students to search by topic and keywords.
Exam-tips Blog
Exam-tips Blog - A blog by Securities content experts featuring exam tips, strategies, and motivational help. Provides students with additional exam-prep focus. Add the blog to your list of RSS feeds for instant notification of new postings.
Study Calendar
Study Calendar - A dynamic daily study calendar that creates a Series-specific study plan around a student’s schedule and study preferences.
Test Alerts
Test Alerts - A component of the blog, Test Alerts keep students informed of regulatory updates as well as any modifications to the content of their study materials.

Please select your state of study below so we can show you classes in your state.

Series 7 General Information

General Securities Representative Exam is required of individuals soliciting the purchase or sale of corporate, municipal and U.S. government securities, options, direct participation programs, investment company products, and variable contracts.

Pre-Requisites: None

Type of Exam: 250 Multiple-choice questions

Exam Duration: 3 hours for each part

Passing Grade: 72% or above

Part 1: 125 questions

Part 2: 125 questions

Fee: $290.00

Outline of Topics Covered:

  • Seeks Business for the Broker-Dealer through Customers and Potential Customers
  • Evaluates Customersí Other Security Holdings, Financial Situation and Needs, Financial Status, Tax Status, and Investment Objectives
  • Opens Accounts, Transfers Assets, and Maintains Appropriate Account Records
  • Provides Customers with Information on Investments and Makes Suitable Recommendations
  • Obtains and Verifies Customerís Purchase and Sales Instructions, Enters Orders, and Follows Up

Series 66 General Information

Uniform Combined State Law Exam (equivalent of S-63 plus S-65) is required of individuals acting as or soliciting for the service of investment advisers and soliciting the purchase or sale of securities within a state. This series fulfills the requirements of both the Series 63 and Series 65.

Co requisite: Series 7

Type of Exam: 100 Multiple-choice questions

Exam Duration: 2 hours 30 minutes

Passing Grade: 75% or above

Fee: $145.00

Outline of Topics Covered:

  • Economic Factors and Business Information
  • Investment Vehicle Characteristics
  • Client Investment Recommendations and Strategies
  • Legal and Regulatory Guidelines, including Prohibition on Unethical Business Practices
  • Quantitative Measures and Investment Risks

Attention Tennessee Students:

Kaplan Financial Education is authorized for operation as a postsecondary educational institution by the Tennessee Higher Education Commission. In order to view detailed job placement and graduation information on the programs offered by Kaplan Financial Education, please visit www.state.tn.us/thec and click on the Authorized Institutions Data button.

Structured Study Program (SSP) - Available for Series 6, 7, 63, 65 and 66

Finally, an Answer for Training Directors.

Monitor the progress and performance of your employees whenever you want!† Employees falling behind are automatically identified with an ďAt RiskĒ alert. Our Structured Study Program (SSP) puts you in control and drives employee accountability.†

This simple and effective learning management program combines our Premium Instruction Solution with a comprehensive suite of online tools for tracking and reporting. Maximize the return on your training investment with SSP!

OnDemand Reporting

This innovative approach to Securities Training allows you to efficiently monitor the progress and performance of your employees. Available for Series 6, 7, 63, 65, and 66, SSP is a cost-effective, results-driven solution intended to get your reps licensed as quickly as possible.


Interactive Online Study Calendar

Students create their individualized study calendar with our dynamic online program. This results-driven process blends the core components of our Premium Instruction Solution with a study plan consistent with the firm's requirements to ensure exam readiness.

Our Structured Study Program combined with the new Premium Instruction Solution puts your employees in the best position to pass their Securities Licensing Exam!

Available for Series 6, 7, 63, 65, and 66.

Set up your firmís Structured Study Program today!

Request More Information (Training Directors Only):

I am interested in the Structured Study Program for:

Call (800) 824-8742 or (608) 779-8301        
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