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Series 6/63
Investment Company Products / Variable Contract Limited Representative
and Uniform Securities Agent State Law Exam


 

Our combination Study Solutions offer a cost-effective alternative to preparing for multiple Securities Licensing exams. We know you're a busy professional, and we know you need to pass, The First Time!

That's why all our Study Solutions are built on our proven LEARN • PRACTICE • RETAIN™ method. This 3-step system for success helps students LEARN the curriculum, PRACTICE new skills, and RETAIN key concepts so you are fully prepared to pass your Securities exam.

Secure Your Future, Ensure Your Success. Pass your Securities Licensing exam!

Premium
Instruction
Study
Solution
$359
Essential
Self-Study
Solution
$259
Basic
Self-Study
Solution
$189
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Be sure to consider our Live & OnDemand Online Class option(s):
Premium Instruction Study Solution with Online Class $359

Live Class Availability

View available locations:

19 Results for Live Classrooms:

Start Date: 07/15/13
Time: 8:30 am - 5:00 pm
Series 6 - Irvine, CA (July 15 - 16, 2013)
Wyndham Hotel - Orange County Avenue of the Arts
3350 Avenue of the Arts
Costa Mesa, CA 92626 [ Get Directions ]

Start Date: 07/22/13
Time: 8:30 am - 5:00 pm
Series 6 - Los Angeles, CA (July 22 - 23, 2013)
Sheraton Los Angeles Downtown
711 South Hope St.
Los Angeles, CA 90017 [ Get Directions ]

Start Date: 08/12/13
Time: 8:30 am - 5:00 pm
Series 6 - San Diego, CA (August 12 - 13, 2013)
Kaplan Professional - San Diego
5939 Balboa Ave.
San Diego, CA 92111 [ Get Directions ]

Start Date: 08/19/13
Time: 8:30 am - 5:00 pm
Series 6 - Irvine, CA (August 19 - 20, 2013)
Wyndham Hotel - Orange County Avenue of the Arts
3350 Avenue of the Arts
Costa Mesa, CA 92626 [ Get Directions ]

Start Date: 08/19/13
Time: 8:30 am - 5:00 pm
Series 6 - San Francisco, CA (August 19 - 20, 2013)
CFA Society - San Francisco
300 Montgomery St., Ste.1130
San Francisco, CA 94104 [ Get Directions ]

Start Date: 08/26/13
Time: 8:30 am - 5:00 pm
Series 6 - Los Angeles, CA (August 26 - 27, 2013)
Sheraton Los Angeles Downtown
711 South Hope St.
Los Angeles, CA 90017 [ Get Directions ]

Start Date: 09/09/13
Time: 8:30 am - 5:00 pm
Series 6 - Sacramento, CA (September 9 - 10, 2013)
Governors Inn - Sacramento
210 Richards Blvd.
Sacramento, CA 95814 [ Get Directions ]

Start Date: 09/16/13
Time: 8:30 am - 5:00 pm
Series 6 - Irvine, CA (September 16 - 17, 2013)
Wyndham Hotel - Orange County Avenue of the Arts
3350 Avenue of the Arts
Costa Mesa, CA 92626 [ Get Directions ]

Start Date: 09/23/13
Time: 8:30 am - 5:00 pm
Series 6 - Los Angeles, CA (September 23 - 24, 2013)
Sheraton Los Angeles Downtown
711 South Hope St.
Los Angeles, CA 90017 [ Get Directions ]

Start Date: 10/15/13
Time: 8:30 am - 5:00 pm
Series 6 - Irvine, CA (October 15 - 16, 2013)
Wyndham Hotel-Orange County Avenue of the Arts
3350 Avenue of the Arts
Costa Mesa, CA 92626 [ Get Directions ]

Start Date: 10/21/13
Time: 8:30 am - 5:00 pm
Series 6 - San Francisco, CA (October 21 - 22, 2013)
CFA Society - San Francisco
300 Montgomery St., Ste. 1130
San Francisco, CA 94104 [ Get Directions ]

Start Date: 10/21/13
Time: 8:30 am - 5:00 pm
Series 6 - Los Angeles, CA (October 21 - 22, 2013)
Sheraton Los Angeles Downtown
711 South Hope St.
Los Angeles, CA 90017 [ Get Directions ]

Start Date: 11/18/13
Time: 8:30 am - 5:00 pm
Series 6 - Irvine, CA (November 18 - 19, 2013)
Wyndham Hotel-Orange County Avenue of the Arts
3350 Avenue of the Arts
Costa Mesa, CA 92626 [ Get Directions ]

Start Date: 11/25/13
Time: 8:30 am - 5:00 pm
Series 6 - San Diego, CA (November 25 - 26, 2013)
Kaplan Professional - San Diego
5939 Balboa Ave.
San Diego, CA 92111 [ Get Directions ]

Start Date: 11/25/13
Time: 8:30 am - 5:00 pm
Series 6 - Los Angeles, CA (November 25 - 26, 2013)
Sheraton Los Angeles Downtown
711 South Hope St.
Los Angeles, CA 90017 [ Get Directions ]

Start Date: 12/09/13
Time: 8:30 am - 5:00 pm
Series 6 - Sacramento, CA (December 9 - 10, 2013)
Governors Inn - Sacramento
210 Richards Blvd.
Sacramento, CA 95814 [ Get Directions ]

Start Date: 12/16/13
Time: 8:30 am - 5:00 pm
Series 6 - Los Angeles, CA (December 16 - 17, 2013)
Sheraton Los Angeles Downtown
711 South Hope St.
Los Angeles, CA 90017 [ Get Directions ]

Start Date: 12/16/13
Time: 8:30 am - 5:00 pm
Series 6 - Irvine, CA (December 16 - 17, 2013)
Wyndham Hotel-Orange County Avenue of the Arts
3350 Avenue of the Arts
Costa Mesa, CA 92626 [ Get Directions ]

Start Date: 12/16/13
Time: 8:30 am - 5:00 pm
Series 6 - San Francisco, CA (December 16 - 17, 2013)
CFA Society - San Francisco
300 Montgomery St., Ste. 1130
San Francisco, CA 94104 [ Get Directions ]




Series 6 General Information

Investment Company Products / Variable Contract Limited Representative is required of individuals soliciting the purchase or sale of redeemable securities (mutual funds), variable contracts (variable annuities) and insurance premium funding programs (variable life) issued by insurance companies.

Pre-Requisites: None

Type of Exam: 100 Multiple-choice questions

Exam Duration: 2 hours, 15 minutes

Passing Grade: 70% or above

Fee: $95.00

Outline of Topics Covered:

  • Securities Markets, Investment Securities, and Economic Factors
  • Securities and Tax Regulations
  • Marketing, Prospecting, and Sales Presentations
  • Evaluation of Customers
  • Product Information: Investment Company Securities and Variable Products
  • Opening and Servicing Customer Account

Series 63 General Information

Uniform Securities Agent State Law Exam is required of individuals soliciting the purchase or sale of securities within a state. The exam may be required in addition to other exams.

Pre-Requisites: None

Type of Exam: 65 Multiple-choice questions

Exam Duration: 1 hour, 15 minutes

Passing Grade: 72% or above

Fee: $96.00

Outline of Topics Covered:

  • State Securities Acts and related rules and regulations
  • Ethical practices and fiduciary obligations

Structured Study Program (SSP) - Available for Series 6, 7, 63, 65 and 66

Finally, an Answer for Training Directors.
SECURITIES TRAINING SOLUTIONS THAT WORK!

Monitor the progress and performance of your employees whenever you want!  Employees falling behind are automatically identified with an “At Risk” alert. Our Structured Study Program (SSP) puts you in control and drives employee accountability. 

This simple and effective learning management program combines our Premium Instruction Solution with a comprehensive suite of online tools for tracking and reporting. Maximize the return on your training investment with SSP!

OnDemand Reporting

This innovative approach to Securities Training allows you to efficiently monitor the progress and performance of your employees. Available for Series 6, 7, 63, 65, and 66, SSP is a cost-effective, results-driven solution intended to get your reps licensed as quickly as possible.

 

Interactive Online Study Calendar

Students create their individualized study calendar with our dynamic online program. This results-driven process blends the core components of our Premium Instruction Solution with a study plan consistent with the firm's requirements to ensure exam readiness.


Our Structured Study Program combined with the new Premium Instruction Solution puts your employees in the best position to pass their Securities Licensing Exam!

Available for Series 6, 7, 63, 65, and 66.

Set up your firm’s Structured Study Program today!

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