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Series 65
Uniform Investment Adviser Law Exam


Effective January 1, 2010 students taking the Series 65 Exam must attain a score of 72% or higher in order to pass the exam. For more information visit our News & Announcements page.


 

Our Study Solutions include both print and online study tools designed to fit your study style and schedule. We know you're a busy professional, and we know you need to pass, The First Time!

That's why all our Study Solutions are built on our proven LEARN • PRACTICE • RETAIN™ method. This 3-step system for success helps students LEARN the curriculum, PRACTICE new skills, and RETAIN key concepts so you are fully prepared to pass your Securities exam.

Secure Your Future, Ensure Your Success. Pass your Securities Licensing exam!

Premium
Instruction
Study
Solution
$289
Essential
Self-Study
Solution
$199
Basic
Self-Study
Solution
$159
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Note: Online products expire nine months from the date of purchase.

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General Information

Uniform Investment Adviser Law Exam is designed to qualify candidates as investment adviser representatives.

Pre-Requisites: None

Type of Exam: 140 Multiple-choice questions

Exam Duration: 3 hours

Passing Grade: 72% or above

Fee: $135.00

Outline of Topics Covered:

  • Economics and Analysis
  • Investment Vehicles
  • Investment Recommendations and Strategies
  • Legal and Regulatory Guidelines, including Prohibition on Unethical Business Practices
  • Capital Market Theory
  • Types of Accounts

Structured Study Program (SSP) - Available for Series 6, 7, 63, 65 and 66

Finally, an Answer for Training Directors.
SECURITIES TRAINING SOLUTIONS THAT WORK!

Monitor the progress and performance of your employees whenever you want!  Employees falling behind are automatically identified with an “At Risk” alert. Our Structured Study Program (SSP) puts you in control and drives employee accountability. 

This simple and effective learning management program combines our Premium Instruction Solution with a comprehensive suite of online tools for tracking and reporting. Maximize the return on your training investment with SSP!

OnDemand Reporting

This innovative approach to Securities Training allows you to efficiently monitor the progress and performance of your employees. Available for Series 6, 7, 63, 65, and 66, SSP is a cost-effective, results-driven solution intended to get your reps licensed as quickly as possible.

 

Interactive Online Study Calendar

Students create their individualized study calendar with our dynamic online program. This results-driven process blends the core components of our Premium Instruction Solution with a study plan consistent with the firm's requirements to ensure exam readiness.


Our Structured Study Program combined with the new Premium Instruction Solution puts your employees in the best position to pass their Securities Licensing Exam!

Available for Series 6, 7, 63, 65, and 66.

Set up your firm’s Structured Study Program today!

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