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Series 53
Municipal Securities Principal Exam


The Basic Self-Study Solution includes both print and online study tools designed to fit your study style and schedule. We know you're a busy professional, and we know you need to pass, The First Time!

That’s why all our Study Solutions are built on our proven LEARN • PRACTICE • RETAIN™ method. This 3-step system for success helps students LEARN the curriculum, PRACTICE new skills, and RETAIN key concepts so you are fully prepared to pass your Securities exam.

Secure Your Future, Ensure Your Success. Pass your Securities Licensing exam!

Basic
Self-Study
Solution
$249

Included
Included
Included
partial
access

Note: Online products expire 12 months from the date of purchase.


General Information

Municipal Securities Principal Exam is required of individuals who as a principal will supervise the activities of municipal securities representatives.

Pre-Requisites: Series 7 or 52

Type of Exam: 100 Multiple-choice questions

Exam Duration: 3 hours

Passing Grade: 70% or above

Fee: $95.00

Outline of Topics Covered:

  • Federal Regulations
  • General Supervision
  • Sales Supervision
  • Origination and Syndication
  • Trading
  • Operations

Attention Tennessee Students:

Kaplan Financial Education is authorized for operation as a postsecondary educational institution by the Tennessee Higher Education Commission. In order to view detailed job placement and graduation information on the programs offered by Kaplan Financial Education, please visit www.state.tn.us/thec and click on the Authorized Institutions Data button.


Structured Study Program (SSP) - Available for Series 6, 7, 63, 65 and 66

Finally, an Answer for Training Directors.
SECURITIES TRAINING SOLUTIONS THAT WORK!

Monitor the progress and performance of your employees whenever you want!  Employees falling behind are automatically identified with an “At Risk” alert. Our Structured Study Program (SSP) puts you in control and drives employee accountability. 

This simple and effective learning management program combines our Premium Instruction Solution with a comprehensive suite of online tools for tracking and reporting. Maximize the return on your training investment with SSP!

OnDemand Reporting

This innovative approach to Securities Training allows you to efficiently monitor the progress and performance of your employees. Available for Series 6, 7, 63, 65, and 66, SSP is a cost-effective, results-driven solution intended to get your reps licensed as quickly as possible.

 

Interactive Online Study Calendar

Students create their individualized study calendar with our dynamic online program. This results-driven process blends the core components of our Premium Instruction Solution with a study plan consistent with the firm's requirements to ensure exam readiness.


Our Structured Study Program combined with the new Premium Instruction Solution puts your employees in the best position to pass their Securities Licensing Exam!

Available for Series 6, 7, 63, 65, and 66.

Set up your firm’s Structured Study Program today!

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Through a partnership with MGLU, a live classroom option for your Series 53 studies is available. These classes support the Kaplan Financial Education study materials you will receive with your purchase of the Series 53 Basic Self Study Solution.

If you prefer live class support please note the following:

The MGLU Series 53 class offering is an exam focused, interactive presentation. To get the maximum benefit from your class it is suggested that you spend 30-40 hours of prestudy using the materials contained in your Kaplan Financial Education Series 53 Basic Self Study Solution package. Live classroom registration can be done immediately following your purchase of the Basic Self Study Solution or later in your study process. Classroom location, dates and registration information can be found by visiting www.mglu.com.




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