Rule 151a

Kaplan Financial Education has everything you need to fulfill your Rule 151a requirement!

The Securities and Exchange Commission (SEC) recently voted to pass Rule 151a, a ruling designed to change the way Indexed Annuities are sold. Indexed Annuities, sometimes referred to as Equity indexed annuities (EIAs) or Fixed index annuities (FIAs), will now be considered securities and will require a securities license (likely a Series 6) to sell them as of January 12, 2011.

Learn more about Rule 151a.