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Annual Compliance Meeting - ACM

Are you searching for a way to deliver a premium quality Annual Compliance Meeting (ACM) that will free up your resources and reduce your costs?

Kaplan Financial Education's NEW Annual Compliance Meeting Solution is the answer for you!

Our ACM program is unique in the marketplace because it is a fully customized solution, featuring your content with enhanced graphics, an interactive platform, and easy-to-use reporting.

Whether you need a partner from inception through delivery or simply a platform to deliver your existing program, our team will work with you to produce an excellent on-demand presentation that will meet FINRA rule 3010(a)(7) requirements.

When you partner with Kaplan Financial Education to produce an Annual Compliance Meeting you receive:

  • Consulting with content and design experts to assure outstanding presentation quality
  • Recording session with Kaplan Financial Education producers to facilitate smooth delivery and interactivity
  • Simple logon instructions and OnDemand access for participants worldwide
  • Complete reporting that confirms participation and attendance
  • A participant resource center that provides links to proprietary compliance documents and other relevant information
  • Optional completion attestation, evaluation, or program assessments
  • Optional annual compliance questionnaire

To set up your Annual Compliance Meeting, email: annualcompliance@kaplan.com




Call (800) 824-8742 or (608) 779-8301        
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